They're not trading in securities, although they would deal in securities as a part of the underwriting process.

他们不买卖证券，虽然在经营证券，是他们承销的一个环节。

youdao

The move by the Justice Department highlights the scrutiny the financial world faces amid recent trading in securities related to the Greek financial crisis.

美国司法部的行动彰显了金融界在最近与希腊金融危机相关的证券交易中所受到的密切关注。

youdao

An important element of the EU's plan for a single market in financial services, the directive embraces both wholesale and retail trading in securities, including shares, bonds and derivatives.

作为欧盟单一金融服务市场计划的一个重要因素，这项指令囊括了包括股票，债券和衍生工具在内的证券的批发和零售交易。

youdao

They're not trading in securities, although they would deal in securities as a part of the underwriting process.

他们不买卖证券，虽然在经营证券,是他们承销的一个环节。

耶鲁公开课 - 金融市场课程节选

There is no effective separation between research, investment banking and trading in securities firms.

FORBES: Financial Analysts: Writing Research That Benefits Their Employers and Themselves (August 1, 2001)

But the specifics of Glass-Steagall, which were created in 1934, underwriting securities and trading in securities are no longer in the current financial system the things that pose the greatest risk.

WHITEHOUSE: Press Briefing

The SEC said the timing and size of the trades were highly suspicious given the account had no history of trading in Heinz securities in the last six months.

WSJ: SEC Freezes Swiss Account Used in Trades Ahead of Heinz Deal